Securities and Exchange Commission
New York, NY $178,500 – $292,300 a year Posted Nov 6 Closes Nov 20
Federal · USAJOBS
Associate Principal Analyst, Manipulation
FINRA
Private · via Adzuna
- Location
- New York City, New York
- Type
- Full-time
- Dates
- Posted Oct 31
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What to know about this job
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- In our catalog
Posted 6 days ago. 320 other jobs are active in New York City.
About the job
This Associate Principal Analyst position within the Surveillance section of Regulatory Operations is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regulations and may work on more complex assignments under the direction of more senior staff. Essential Job Functions: Analyzes trading activity in area of primary responsibility…
This is a summary. Requirements and the rest are in the original listing.
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